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Securities fraud is defined as making false statements regarding the value of a particular company or a company’s stocks in order to convince people to make important financial decisions based on that information. Securities are both governed by both Pennsylvania and federal laws, making those under investigation susceptible to both types of charges.

At Law Offices of Lloyd Long, we have successfully handled thousands of white collar crimes on behalf of our clients. We possess an in-depth understanding of the state and federal legal system and court proceedings to obtain the best results possible in your case.

Securities Fraud Penalties

Securities fraud can happen in a number of ways, such as insider trading, misrepresentation, or churning. It’s important to understand that a person can commit securities fraud even if he/she never actually profited from the fraudulent activity.

If an individual is suspected of committing securities fraud in Pennsylvania, it is considered a second degree felony, which is punishable by a maximum prison term of 10 years and/or fines of up to $1 million. However, there are certain circumstances when an individual can be charged with a first degree felony, which is punishable by maximum prison term of up to 20 years and/or fines of up to $5 million. Guilty offenders may also be sentenced to make restitution in addition to their punishment.

45+ Years of Experience on Your Side

When you choose to enlist the legal assistance of our firm, we will provide the aggressive and personalized representation that you deserve. We can conduct a thorough investigation into your case, gather the necessary evidence, and utilize our resource of expert professionals in order to develop a solid defensive strategy for you. Do not hesitate to get the help you need to get your life back to normal.

Contact our Philadelphia criminal attorneys and request a free consultation today.


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Law Offices of Lloyd Long
1845 Walnut St #525
Philadelphia, PA 19103

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The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute, an attorney-client relationship. © 2017. All Rights Reserved.

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